![]() Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.įinancial Advisors has the meaning set forth in Section 8.9. Transaction Fee means the fee, in respect of a Sub-Fund, which may be charged for the benefit of the Trustee, the Registrar and/or the Service Agent or the Conversion Agent (as the case may be) to each Participating Dealer on each Dealing Day upon which an Application has been or Applications have been made by the relevant Participating Dealer.įunding and Brokerage Fees means, in respect of a Series, all applicable fees other than the Arranger Fees, including, but not limited to, margin interest, securities lending fees, brokerage fees and costs of transaction taxes on the sale or purchase of Reference Assets (where relevant).īrokers means Xxxxxxx Xxxxxx and RBC, appointed by the Company pursuant to rule 35 of the AIM Rules Loan broker means any person who, for compensation or gain, or in the expectation Seller’s Broker shall have the meaning set forth in Section 3.26.ĭata Broker means either of the following: A material relationship means one actually known of a personal, familial or business nature between the Broker and affiliated licensees and a client which would impair their ability to exercise fair judgment relative to another client. The Broker and/or affiliated licensees have no material relationship with either client except as follows. The clients referenced above have voluntarily consented to dual agency and have read and understood their brokerage engagement agreements. Seller and purchaser have been advised (1) that in this transaction the Broker has acted as a dual agent, (2) that the Broker represents two clients whose interests may be different or adverse, (3) that as a dual agent, Xxxxxx may not disclose information made confidential by request of either client unless it is allowed or required to be disclosed and (4) that the clients do not have to consent to dual agency. Dual Agency Disclosure Seller and Purchaser are aware of Xxxxxx’s dual agency role and have determined that the benefits of Xxxxxx’s role outweigh the detriments. ![]() Otherwise, the disclosure(s) is not a part of this Exhibit. SELLER SUBAGENCY: Listing Broker has entered into a client relationship with Xxxxxx and has appointed Xxxxxxx Xxxxxx as it If dual agency or transaction brokerage is selected above, the applicable disclosure below is incorporated herein. TRANSACTION BROKERAGE Selling Broker has not entered into a client relationship with Purchaser or Seller. ![]()
0 Comments
Leave a Reply. |
AuthorWrite something about yourself. No need to be fancy, just an overview. ArchivesCategories |